Privacy Policy

PRIVACY NOTICE from CastleArk Management, LLC

Your privacy is as important to us as it is to you. Our privacy policy applies to all of our clients* and former clients.

Under no circumstances will we ever sell your personal information.

We make no exceptions whatsoever to this.

Collection of information

We collect only information needed to service your account. We collect two types. One is information we receive from you, including account-opening documents and correspondence. The other is information we receive from third parties about your transactions.

Security of your information

CastleArk takes precautions to prevent your information from inadvertently being disclosed. We maintain physical, electronic and procedural safeguards to protect your personal information.

Sharing of information for completing transactions

As necessary to carry out our services to you, we may share your account information with brokers who execute trades for your account and brokers or others who have custody of your account.

Sharing of information with our affiliate

We may share your information with our affiliate company, for business purposes only, such as servicing your account. Our affiliate, a company controlled by CastleArk, has the exact same obligation and commitment to protect your information as CastleArk does.

Sharing of information with our affiliate

Because we do not share your information except as described above, you are automatically protected under state laws that limit the amount of information we may share.

We will send notice to you of any change to our privacy policy.

To contact CastleArk with any questions, you may write to:

Richard J. Simek, Chief Compliance Officer
CastleArk Management, LL.C.
1 North Wacker Drive, Suite 3950
Chicago, IL 60606

* This privacy disclosure is for our individual clients. Nonetheless, it expresses the policy that we apply to all client accounts.